Immediately Effective Rule Changes Pending SEC Notification
SR-FINRA-2024-020
SR-FINRA-2024-019
- Section 8 — Service Charge for Processing Extension of Time Requests
- Section 13 — Review Charge for Communications Filed or Submitted
- Section 15 — Funding Portal Member Fees
- 12900. Fees Due When a Claim Is Filed
- 12901. Member Surcharge
- 12902. Hearing Session Fees, and Other Costs and Expenses
- 12903. Process Fees Paid by Members
- 13900. Fees Due When a Claim Is Filed
- 13901. Member Surcharge
- 13902. Hearing Session Fees, and Other Costs and Expenses
- 13903. Process Fees Paid by Members
- Section 7 — Fees for Filing Documents Pursuant to the Securities Offering Rules
- Section 1 — Member Regulatory Fees
- Section 4 — Fees