SR-NASD-2007-044
Proposed Rule Change to Amend Rule 2860 Regarding the Delta Hedging Exemption from Equity Options Position Limits
NASD is filing with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to amend NASD Rule 2860 to expand the class of entities permitted to use the delta hedging exemption from equity options position limits.
| Title | Format - Size | Status |
|---|---|---|
| Text of Proposed Rule Change | PDF - 115.77 KB | |
| Federal Register Notice | PDF - 65.6 KB | |
| Amendment No. 1 to Proposed Rule Change | PDF - 38.05 KB | |
| Approval Order | PDF - 59.94 KB |