SR-NASD-2007-041
Proposed Amendments to NASD IM-2110-2 (Trading Ahead of Customer Limit Order)
NASD is filing with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to amend the minimum price-improvement standards set forth in NASD Interpretive Material (IM) 2110-2, Trading Ahead of Customer Limit Order.
| Title | Format - Size | Status |
|---|---|---|
| Text of Proposed Rule Change | PDF - 78.05 KB | |
| Extension No. 5 | PDF - 19.56 KB | |
| Approval Order | PDF - 71.58 KB | |
| Federal Register Notice | PDF - 59.26 KB | |
| Response to Comments | PDF - 34.51 KB | |
| Extension No. 1 | PDF - 19.47 KB | |
| Extension No. 2 | PDF - 23.5 KB | |
| Amendment No. 1 to Proposed Rule Change | PDF - 44.64 KB | |
| Extension No. 3 | PDF - 23.52 KB | |
| Amendment No. 2 to Proposed Rule Change | PDF - 86.02 KB | |
| Notice of Filing of Amendment No. 2 | PDF - 72.82 KB | |
| Extension No. 4 | PDF - 23.4 KB |