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SR-NASD-2007-036

Proposed Amendment to NASD Rule 2342 (SIPC Information)

NASD is filing with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to make a technical amendment to new NASD Rule 2342 (SIPC Information). The proposed rule change serves to clarify the categories of members that are excepted from the scope of the rule.

Title Format - Size Status
Text of Proposed Rule Change PDF - 54.78 KB
Notice of Filing and Immediate Effectiveness PDF - 59.57 KB