Proposed Amendment to NASD Rule 2342 (SIPC Information)
NASD is filing with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to make a technical amendment to new NASD Rule 2342 (SIPC Information). The proposed rule change serves to clarify the categories of members that are excepted from the scope of the rule.
Title | Format - Size | Status |
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Text of Proposed Rule Change | PDF - 54.78 KB | |
Notice of Filing and Immediate Effectiveness | PDF - 59.57 KB |