Proposed Rule Change to Amend NASD Rule 7001E to Increase Percentage of Market Data Revenue Shared with NASD/NYSE TRF Participants
NASD is filing with the Securities and Exchange Commission ("SEC" or "Commission") this proposed rule change to amend NASD Rule 7001E (Securities Transaction Credit) to increase to 100% the percentage of New York Stock Exchange ("Tape A"), American Stock Exchange ("Tape B") and Nasdaq Exchange ("Tape C") revenue shared with NASD members reporting trades to the NASD/NYSE Trade Reporting Facility (the "NASD/NYSE TRF").
Title | Format - Size | Status |
---|---|---|
Text of Proposed Rule Change | PDF - 57.75 KB | |
Amendment No. 1 to Proposed Rule Change | PDF - 21.58 KB | |
Amendment No. 2 to Proposed Rule Change | PDF - 26.38 KB | |
Federal Register Notice | PDF - 53.74 KB | |
Amendment No. 3 to Proposed Rule Change | PDF - 38.82 KB | |
Extension No. 1 | PDF - 19.39 KB | |
Extension No. 2 | PDF - 19.41 KB | |
Approval Order | PDF - 57.72 KB |