Proposed Rule Change Relating to a New NASD Trade Reporting Facility Established in Conjunction with NYSE Market, Inc.
NASD is filing with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to adopt rules relating to a new Trade Reporting Facility (the "NASD/NYSE TRF") to be established by NASD, in conjunction with NYSE Market, Inc. ("NYSE"), that would provide members another mechanism for reporting trades in exchange-listed securities effected otherwise than on an exchange.
Title | Format - Size | Status |
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Text of Proposed Rule Change | PDF - 224.75 KB | |
Notice of Filing and Immediate Effectiveness | PDF - 59.56 KB |