Proposed Rule Change to Increase the Frequency of the Short Interest Reporting Requirements Under Rule 3360
NASD is filing with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to increase the frequency of the short interest reporting requirements under Rule 3360 from monthly to twice per month.
Title | Format - Size | Status |
---|---|---|
Text of Proposed Rule Change | PDF - 381.25 KB | |
Federal Register Notice | PDF - 63.9 KB | |
Approval Order | PDF - 56.26 KB |