Proposed Rule Change to Adopt New NASD Rule 7000C Series Relating to Fees and Credits for the NASD/NSX Trade Reporting Facility
NASD is filing with the Securities and Exchange Commission ("SEC" or "Commission") this proposed rule change to adopt a new NASD Rule 7000C Series relating to fees and credits for the Trade Reporting Facility (the "NASD/NSX TRF") established by NASD and the National Stock Exchange ("NSX").
Title | Format - Size | Status |
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Text of Proposed Rule Change | PDF - 60.14 KB | |
Notice of Filing and Immediate Effectiveness | PDF - 54.51 KB |