Proposed Rule Change to Amend the Citation to Section 19 of the Securities Exchange Act in NASD Rule 9559
NASD is filing with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to NASD Rule 9559(s) to amend the reference to the Commission’s review of NASD decisions in expedited proceedings pursuant to Section 19 of the Act by deleting the more specific reference to paragraph (f) of Section 19 and replacing it with a broader reference to Section 19.
Title | Format - Size | Status |
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Text of Proposed Rule Change | PDF - 51.42 KB | |
Notice of Filing and Immediate Effectiveness | PDF - 97.61 KB |