Technical, Non-Substantive Amendments to Certain NASD Rules Approved in SR-NASD-2006-055 that were Amended by SR-NASD-2005-087
NASD is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to make technical, non-substantive changes to certain NASD rules previously approved by the Commission in SR-NASD-2006-055 that were amended by SR-NASD-2005-087, which became effective August 1, 2006.
Title | Format - Size | Status |
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Text of Proposed Rule Change | PDF - 65.04 KB | |
Notice of Filing and Immediate Effectiveness | PDF - 57.63 KB |