Proposed Rule Change to Exempt All Securities Included in the NASDAQ 100 Index from the Price Test Set Forth in NASD Rule 5100 (Formerly Rule 3350)
NASD, through its subsidiary, The Nasdaq Stock Market, Inc. ("Nasdaq"), is filing with the Securities and Exchange Commission ("Commission") a proposed rule change to exempt all securities included in the NASDAQ 100 Index from the price test set forth in NASD Rule 5100 (formerly Rule 3350).
Title | Format - Size | Status |
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Text of Proposed Rule Change | PDF - 645.33 KB | |
Federal Register Notice | PDF - 59.81 KB | |
Extension No. 1 | PDF - 113.01 KB | |
Amendment No. 1 to Proposed Rule Change | PDF - 25.4 KB | |
Extension No. 2 | PDF - 19.55 KB | |
Extension No. 3 | PDF - 19.55 KB | |
Amendment No. 2 to Proposed Rule Change | PDF - 58.93 KB | |
Approval Order | PDF - 60.3 KB |