Proposed Rule Change Relating to Technical Amendments to Rule 3210
NASD is filing with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to amend NASD Rule 3210 to change references to paragraph "(b)(1)" in Rule 3210 to paragraph "(b)" in Rule 3210.
Title | Format - Size | Status |
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Text of Proposed Rule Change | PDF - 50.22 KB | |
Notice of Filing and Immediate Effectiveness | PDF - 59 KB |