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SR-NASD-2006-071

Proposed Rule Change Relating to Technical Amendments to Rule 3210

NASD is filing with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to amend NASD Rule 3210 to change references to paragraph "(b)(1)" in Rule 3210 to paragraph "(b)" in Rule 3210.

Title Format - Size Status
Text of Proposed Rule Change PDF - 50.22 KB
Notice of Filing and Immediate Effectiveness PDF - 59 KB