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SR-NASD-2006-044

Proposal to Adopt New IM-3060 to Require Members to Adopt Written Policies and Procedures Concerning Business Entertainment

NASD is filing with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to adopt Interpretive Material ("IM") to NASD Rule 3060 to require members to adopt policies and procedures addressing business entertainment. 

This rule filing has been withdrawn.

Title Format - Size Status
Withdrawal of Proposed Rule Change PDF - 22.83 KB