Proposed Amendment to Section 4 of Schedule A to NASD By-Laws to Increase the Session Fee for the Regulatory Element Continuing Education Program
NASD has filed with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to amend Section 4 of Schedule A to the NASD By-Laws to increase the session fee for the Regulatory Element of the continuing education requirements of Rule 1120.
Title | Format - Size | Status |
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Text of Proposed Rule Change | PDF - 187.56 KB | |
Notice of Filing and Immediate Effectiveness | PDF - 60.02 KB |