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SR-NASD-2005-120

Proposed Amendments to Rule 6250 Regarding Dissemination of TRACE-eligible Securities Transactions

NASD has filed with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to amend NASD Rule 6250 of the Trade Reporting and Compliance Engine ("TRACE") rules to disseminate immediately upon receipt transaction information on TRACE-eligible securities, except transactions effected pursuant to Rule 144A under the Securities Act of 1933 ("Securities Act") ("Rule 144A transactions").

Title Format - Size Status
Text of Proposed Rule Change PDF - 235.24 KB
Federal Register Notice PDF - 61.27 KB
Amendment No. 1 to Proposed Rule Change PDF - 136.32 KB
Response to Comments PDF - 26.08 KB
Approval Order PDF - 59.33 KB