Proposed Amendments to Rule 6250 Regarding Dissemination of TRACE-eligible Securities Transactions
NASD has filed with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to amend NASD Rule 6250 of the Trade Reporting and Compliance Engine ("TRACE") rules to disseminate immediately upon receipt transaction information on TRACE-eligible securities, except transactions effected pursuant to Rule 144A under the Securities Act of 1933 ("Securities Act") ("Rule 144A transactions").
Title | Format - Size | Status |
---|---|---|
Text of Proposed Rule Change | PDF - 235.24 KB | |
Federal Register Notice | PDF - 61.27 KB | |
Amendment No. 1 to Proposed Rule Change | PDF - 136.32 KB | |
Response to Comments | PDF - 26.08 KB | |
Approval Order | PDF - 59.33 KB |