Proposal to Make Permanent Bond Mutual Fund Volatility Ratings Rules
NASD has filed with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change seeking permanent approval of NASD Rule 2210(c)(3) and Interpretive Material 2210-5 (the "Rule"), which are now operating pursuant to a pilot program that expires on December 29, 2005.
Title | Format - Size | Status |
---|---|---|
Text of Proposed Rule Change | PDF - 202.27 KB | |
Amendment No. 1 to Proposed Rule Change | PDF - 137.82 KB | |
Federal Register Notice | PDF - 58.63 KB | |
Response to Comments | PDF - 164.56 KB | |
Approval Order | PDF - 57.7 KB |