SR-NASD-2005-112
Proposed Rule Change to Amend NASD Rule 3360 Regarding Short Interest Reporting Requirements
NASD has filed with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to amend NASD Rule 3360 to expand the short interest reporting requirements to over-the-counter ("OTC") equity securities.
| Title | Format - Size | Status |
|---|---|---|
| Text of Proposed Rule Change | PDF - 192.3 KB | |
| Federal Register Notice | PDF - 52.45 KB | |
| Extension Letter | PDF - 77.54 KB | |
| Response to Comments | PDF - 52.98 KB | |
| Approval Order | PDF - 62.37 KB |