Proposed Rule Change to Amend NASD Rule 3110
NASD has filed with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to amend NASD Rule 3110 to re-label paragraph (d) (Changes in Account Name or Designation) as paragraph (j), and relocate the Interpretive Material 3110 ("IM-3110") to the end of Rule 3110.
Title | Format - Size | Status |
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Text of Proposed Rule Change | PDF - 201.05 KB | |
Notice of Filing and Immediate Effectiveness | PDF - 57.26 KB |