Proposed Rule Change to Amend Rule 10308 of the NASD Code of Arbitration Procedure Relating to the Classification of Arbitrators
NASD has filed with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to amend Rule 10308 of the NASD Code of Arbitration Procedure ("Code") relating to the classification of arbitrators.
Title | Format - Size | Status |
---|---|---|
Text of Proposed Rule Change | PDF - 204.24 KB | |
Amendment No. 1 to Proposed Rule Change | PDF - 117.37 KB | |
Federal Register Notice | PDF - 64.24 KB | |
Response to Comments | PDF - 43.41 KB | |
Approval Order | PDF - 67.58 KB |