Proposed Rule Change to Establish New NASD Rule 2290 Regarding Fairness Opinions
NASD has filed with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule to establish new NASD Rule 2290 to address disclosures and procedures concerning the issuance of fairness opinions.
Title | Format - Size | Status |
---|---|---|
Text of Proposed Rule Change | PDF - 277.43 KB | |
Extension No. 5 | PDF - 19.52 KB | |
Extension No. 6 | PDF - 19.48 KB | |
Amendment No. 4 to Proposed Rule Change | PDF - 116.42 KB | |
Extension No. 7 | PDF - 19.6 KB | |
Extension No. 8 | PDF - 19.45 KB | |
Approval Order | PDF - 65.65 KB | |
Amendment No. 1 to Proposed Rule Change | PDF - 109.42 KB | |
Amendment No. 2 to Proposed Rule Change | PDF - 145.77 KB | |
Amendment No. 3 to Proposed Rule Change | PDF - 275.08 KB | |
Federal Register Notice | PDF - 76.17 KB | |
Extension No. 1 | PDF - 19.58 KB | |
Extension No. 2 | PDF - 19.57 KB | |
Extension No. 3 | PDF - 19.57 KB | |
Extension No. 4 | PDF - 19.57 KB |