SR-NASD-2005-067
Proposed Rule Change to Rules 6530 and 7010 to Clarify the Availability of a Process to Review Eligibility Determinations Under Rule 6530 and to Adopt Service Based Fees for Issuers Quoted on the OTC Bulletin Board ("OTCBB")
NASD has filed with the Securities and Exchange Commission ("Commission") a proposed rule change to Rules 6530 and 7010 to clarify the availability of a process to review eligibility determinations under Rule 6530 and to adopt service based fees for issuers quoted on the OTC Bulletin Board ("OTCBB").
| Title | Format - Size | Status |
|---|---|---|
| Text of Proposed Rule Change | PDF - 216.35 KB | |
| Amendment No. 1 to Proposed Rule Change | PDF - 226.06 KB | |
| Amendment No. 2 to Proposed Rule Change | PDF - 217.33 KB | |
| Amendment No. 3 to Proposed Rule Change | PDF - 235.6 KB | |
| Federal Register Notice | PDF - 70.62 KB | |
| Approval Order | PDF - 53.83 KB |