Proposed Amendment to IM-8210-2
NASD has filed with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to amend NASD Interpretative Material 8310-2 ("IM-8310-2") to give NASD authority to release to the public, in unredacted form, information with respect to any decision issued by the National Adjudicatory Council ("NAC") pursuant to Rule 1015.
Title | Format - Size | Status |
---|---|---|
Text of Proposed Rule Change | PDF - 95.81 KB | |
Federal Register Notice | PDF - 57.72 KB | |
Response to Comments | PDF - 21.93 KB | |
Amendment No. 1 to Proposed Rule Change | PDF - 212.39 KB | |
Approval Order | PDF - 63.11 KB |