Proposed Rule Change to Delay Implementation Date of Revisions to the Series 4 Examination Program
NASD has filed with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to delay until no later than November 30, 2005 the implementation date of the recent revisions to the Limited Principal - Registered Options (Series 4) examination program. NASD is not proposing any textual changes to the By-Laws, Schedules to the By-Laws, or Rules of NASD.
Title | Format - Size | Status |
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Text of Proposed Rule Change | PDF - 46.78 KB | |
Notice of Filing and Immediate Effectiveness | PDF - 59.68 KB |