Proposed Rule Change to Provide Payment to Arbitrators for Deciding Discovery-Related Motions Without a Hearing
NASD has filed with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to amend Interpretive Material (IM) 10104 of the NASD Code of Arbitration Procedure ("Code") to provide payment to arbitrators for deciding discovery-related motions without a hearing.
Title | Format - Size | Status |
---|---|---|
Text of Proposed Rule Change | PDF - 91.94 KB | |
Amendment No. 1 to Proposed Rule Change | PDF - 92.48 KB | |
Amendment No. 2 to Proposed Rule Change | PDF - 27.67 KB | |
Federal Register Notice | PDF - 53.78 KB | |
Approval Order | PDF - 60.79 KB |