Proposed Rule Change to Provide Written Explanations in Arbitration Awards Upon the Request of Customers or Associated Persons
NASD has filed with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to provide written explanations in arbitration awards upon the request of customers, or of associated persons in industry controversies.
This rule filing was withdrawn and replaced with SR-FINRA-2008-051.
Title | Format - Size | Status |
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Withdrawal of Rule Filing | PDF - 26.51 KB |