SR-NASD-2005-011
Proposed Rule Change to Rule 6530 to Limit the Eligibility for Quotation on the OTCBB
NASD has filed with the Securities and Exchange Commission ("Commission") a proposed rule change to Rule 6530 to limit the eligibility for quotation on the OTCBB of the securities of an issuer that is repeatedly late in filing required periodic reports.
| Title | Format - Size | Status |
|---|---|---|
| Text of Proposed Rule Change | PDF - 212.82 KB | |
| Amendment No. 1 to Proposed Rule Change | PDF - 260.28 KB | |
| Amendment No. 2 to Proposed Rule Change | PDF - 202.35 KB | |
| Amendment No. 3 to Proposed Rule Change | PDF - 146.47 KB | |
| Federal Register Notice | PDF - 23.36 KB | |
| Approval Order | PDF - 58.15 KB |