Series 86/87 Examination and Development Fees
NASD has filed with the SEC a proposed rule change to amend Section 4 of Schedule A of the NASD By-Laws to establish the examination fee for the new Research Analyst Qualification Examination (“Series 86/87”) program. The proposed rule change also sets forth a pass-through development fee for the Series 86 and Series 87 examinations, which is to be paid to the New York Stock Exchange (“NYSE”).
Title | Format - Size | Status |
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Text of Proposed Rule Change | PDF - 33.87 KB | |
Extension of Implementation Date | PDF - 5.01 KB | |
Notice of Filing and Immediate Effectiveness | PDF - 58.92 KB |