Proposal to Increase the Fee for Panel Member Training
NASD has filed with the SEC a proposed rule change to increase the fee for arbitrator panel training. NASD is not proposing any textual changes to the By-Laws or Rules of NASD.
Title | Format - Size | Status |
---|---|---|
Approval Order | PDF - 51.4 KB | |
Text of proposed rule change | PDF - 24.35 KB | |
Miscellaneous Submission | PDF - 11.44 KB | |
Amendment No. 1 to Proposed Rule Change | PDF - 13.14 KB | |
Miscellaneous Submission | PDF - 8.92 KB | |
Federal Register Notice | PDF - 59.04 KB |