SR-NASD-2003-200
Technical Amendment to Rule 2130
NASD has filed with the SEC a proposed rule change to amend Rule 2130 to correct a typographical error in Rule 2130(c) by changing "Uniform Application for Securities Industry Registration of Transfer" to "Uniform Application for Securities Industry Registration or Transfer."
| Title | Format - Size | Status |
|---|---|---|
| Text of Proposed Rule Change | PDF - 24.15 KB | |
| Notice of Filing and Immediate Effectiveness | PDF - 39.95 KB |