Review and Update of Member Executive Representative Designation and Contact Information
NASD has filed with the SEC a proposed rule change to require members to review and, if necessary, update their executive representative designation and contact information on a quarterly basis.
Title | Format - Size | Status |
---|---|---|
Text of Proposed Rule Change | PDF - 23.3 KB | |
Federal Register Notice | PDF - 40.25 KB | |
Approval Order | PDF - 55.78 KB |