SR-NASD-2003-140

Proposed Rule Governing Allocations and Distributions of Shares in Initial Public Offerings

NASD has filed with the SEC proposed NASD Rule 2712 to prohibit certain abuses in the allocation and distribution of shares in initial public offerings ("IPOs").

Title	Format - Size	Status
Text of Proposed Rule Change	PDF - 55.48 KB
Extension No. 6	PDF - 19.57 KB
Extension No. 7	PDF - 19.52 KB
Extension No. 8	PDF - 19.45 KB
Extension No. 9	PDF - 23.51 KB
Extension No. 10	PDF - 19.23 KB
Extension No. 11	PDF - 19.49 KB
Extension No. 12	PDF - 23.47 KB
Extension No. 13	PDF - 23.67 KB
Extension No. 14	PDF - 23.67 KB
Amendment No. 3 to Proposed Rule Change	PDF - 157.21 KB
Amendment No. 1 to Proposed Rule Change	PDF - 55.41 KB
Notice of Filing of Amendment No. 3	PDF - 75.6 KB
Extension No. 15	PDF - 23.67 KB
Extension No. 16	PDF - 23.67 KB
Extension No. 17	PDF - 23.67 KB
Amendment No. 4 to Proposed Rule Change	PDF - 146.83 KB
Extension No. 18	PDF - 26.16 KB
Extension No. 19	PDF - 31.43 KB
Approval Order	PDF - 92.52 KB
Amendment No. 2 to Proposed Rule Change	PDF - 152.51 KB
Federal Register Notice	PDF - 106.42 KB
Extension	PDF - 19.59 KB
Extension No. 2	PDF - 77.92 KB
Extension No. 3	PDF - 19.58 KB
Extension No. 4	PDF - 19.58 KB
Extension No. 5	PDF - 19.57 KB