National Do-Not-Call Registry
NASD has filed with the SEC a proposed rule change to amend NASD Rules 2211 and 3110(g) to require that members participate in the Federal Trade Commission’s ("FTC's") national do-not-call registry.
Title | Format - Size | Status |
---|---|---|
Text of Proposed Rule Change | PDF - 80.33 KB | |
Federal Register Notice | PDF - 57.83 KB | |
Extension Letter | PDF - 4.74 KB | |
Extension No. 2 | PDF - 4.72 KB | |
Amendment No. 1 and Response to Comments | PDF - 22.47 KB | |
Third Extension Letter | PDF - 4.77 KB | |
Approval Order | PDF - 59.14 KB |