Proposed Rule Change to Section 4 of Schedule A to the NASD By-Laws
NASD has filed with the SEC a proposed rule change to amend Section 4(b) of Schedule A to the NASD By-Laws (hereinafter referred to as "Section 4(b)") to: (1) increase the $10.00 charge for each set of fingerprints submitted by a member to NASD for processing to $13.00; and (2) establish a $13.00 charge to be paid to NASD for posting each set of fingerprint results processed by another self-regulatory organization ("SRO") on the Central Registration Depository ("CRD" or "Web CRD").
Title | Format - Size | Status |
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Text of Proposed Rule Change | PDF - 30.62 KB | |
Amendment No. 1 to Proposed Rule Change | PDF - 5.38 KB | |
Approval Order | PDF - 44.55 KB |