SR-NASD-2003-106
Amendments to Pilot Rule in IM-10100(f) and (g) of the Code of Arbitration Procedure to Require Industry Parties in Arbitration to Waive Application of Contested California Arbitrator Disclosure Standards, upon the Request of Customers or Associated Persons; Immediate Effectiveness Requested
NASD has filed with the SEC a proposed rule change to amend the pilot rule in IM-10100(f) and (g) of the Code of Arbitration Procedure.
| Title | Format - Size | Status |
|---|---|---|
| Approval Order | PDF - 45.56 KB | |
| Text of proposed rule change | PDF - 123.11 KB |