Proposed Rule Change to By-Laws Regarding the Trading Activity Fee
NASD has filed with the SEC a proposed rule change to NASD By-Laws, Schedule A, Section 1(b)(3) to amend its Trading Activity Fee ("TAF"). NASD is amending the TAF to adjust the rates for covered equity securities. In addition, NASD is renumbering certain subsections included in Section 1.
Title | Format - Size | Status |
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Text of Proposed Rule Change | PDF - 37.63 KB | |
Federal Register Notice | PDF - 46.18 KB | |
Approval Order | PDF - 41.17 KB |