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SR-NASD-2003-093

Proposed Rule Change to By-Laws Regarding the Trading Activity Fee

NASD has filed with the SEC a proposed rule change to NASD By-Laws, Schedule A, Section 1(b)(3) to amend its Trading Activity Fee ("TAF"). NASD is amending the TAF to adjust the rates for covered equity securities. In addition, NASD is renumbering certain subsections included in Section 1.

Title Format - Size Status
Text of Proposed Rule Change PDF - 37.63 KB
Federal Register Notice PDF - 46.18 KB
Approval Order PDF - 41.17 KB