Proposed Rule Change to Section 9 of Schedule A to the NASD By-Laws
NASD has filed with the SEC a proposed rule change to amend Section 9 of Schedule A of the NASD By-Laws ("Section 9") to: (1) delete current Section 9 regarding subscription charges for Firm Access Query System (FAQS); and (2) establish subscription charges for NASD member firms that choose to use Web CRD Electronic File Transfer system for registration batch filing and/or data download.
Title | Format - Size | Status |
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Text of Proposed Rule Change | PDF - 42.79 KB | |
Approval Order | PDF - 40.67 KB |