SR-NASD-2002-134
Proposed Rule Change to Option Position and Exercise Limits; NASD Rule 2860
NASD has filed with the SEC a proposed rule change to NASD Rule 2860(b)(3)(A) to amend the options position and exercise limits for positions entered into under certain enumerated hedge strategies.
| Title | Format - Size | Status |
|---|---|---|
| Text of Proposed Rule Change | PDF - 65.36 KB | |
| Amendment No. 1 to Proposed Rule Change | PDF - 9.56 KB | |
| Federal Register Notice | PDF - 53.73 KB | |
| Approval Order | PDF - 45.53 KB |