Proposed Rule Change to Section 4 of Schedule A to the NASD By-Laws
NASD has filed with the SEC a proposed rule change to amend Section 4 of Schedule A to the NASD By-Laws by establishing a late fee to be assessed against NASD members that fail timely to pay their yearly renewal fees to the Central Registration Depository.
Title | Format - Size | Status |
---|---|---|
Text of Proposed Rule Change | PDF - 30.58 KB | |
Amendment No. 1 to Proposed Rule Change | PDF - 5.11 KB | |
Approval Order | PDF - 40.36 KB |