Revisions to Series 55 Examination Program
NASD has filed with the SEC revisions to the examination specifications and study outline for the Limited Representative—Equity Trader (Series 55) examination program. The proposed revisions update the material to reflect changes to the laws, rules, and regulations covered by the examination.
Title | Format - Size | Status |
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Text of Proposed Rule Change | PDF - 29.85 KB | |
Approval Order | PDF - 39.95 KB |