Amendment to Relieve Registered Representatives Serving in Armed Forces from Continuing Education Requirements
NASD Regulation, Inc., has filed with the SEC a proposed rule change to amend NASD IM-1000-2 to codify the staff's position regarding the relief from Rule 1120, Continuing Education Requirements, for securities industry professionals who volunteer or are called into active military duty.
Title | Format - Size | Status |
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Text of Proposed Rule Change | PDF - 25.64 KB | |
Approval Order | PDF - 45.21 KB |