Margin Rule Amendments Relating to Non-Equity Securities and Exempt Accounts
The NASD, through its wholly owned subsidiary, NASD Regulation, Inc., is filing with the SEC a proposed rule change to Rule 2520 that will revise the margin requirements relating to non-equity securities and exempt accounts.
Title | Format - Size | Status |
---|---|---|
Text of Proposed Rule Change | PDF - 47.91 KB | |
Amendment No. 1 to Proposed Rule Change | PDF - 8.05 KB | |
Federal Register Notice | PDF - 133.57 KB | |
Response to Comments | PDF - 8.64 KB | |
Amendment No. 2 to Proposed Rule Change | PDF - 26.75 KB | |
Approval Order | PDF - 52.91 KB | |
Federal Register Correction Notice | PDF - 33.28 KB |