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SR-NASD-2000-001

Notice to Members on Extended Hours Trading

The NASD, through its wholly owned subsidiary, NASD Regulation, Inc., is filing with the SEC a Notice to Members reminding members of their obligation under just and equitable principles of trade and advertising rules to disclose to customers the material risks of extended hours trading.

Title Format - Size Status
Text of Proposed Rule Change PDF - 35.53 KB
Approval Order PDF - 125.46 KB