Notice to Members on Extended Hours Trading
The NASD, through its wholly owned subsidiary, NASD Regulation, Inc., is filing with the SEC a Notice to Members reminding members of their obligation under just and equitable principles of trade and advertising rules to disclose to customers the material risks of extended hours trading.
Title | Format - Size | Status |
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Text of Proposed Rule Change | PDF - 35.53 KB | |
Approval Order | PDF - 125.46 KB |