SR-NASD-1999-060
Proposed Rule 2790, Trading in Hot Equity Offerings
NASDR has filed with the SEC a proposed rule change to create Rule 2790, Trading in Hot Equity Offerings, to replace the Free-Riding and Withholding Interpretation, IM-2110-1. In addition, there are a number of technical amendments to other NASD rules that refer to IM-2110-1.
| Title | Format - Size | Status |
|---|---|---|
| Text of Proposed Rule Change | PDF - 115.29 KB | |
| Amendment No. 1 to Proposed Rule Change | PDF - 5.45 KB | |
| Extension Letter | PDF - 2.44 KB | |
| Federal Register Notice | PDF - 145.63 KB | |
| Extension No. 2 | PDF - 4.84 KB | |
| Amendment No. 2 to Proposed Rule Change | PDF - 159.75 KB | |
| Amendment No. 2 to Proposed Rule Change - "Redline" version | PDF - 31.36 KB | |
| Federal Register Notice of Filing of Amendment No. 2 | PDF - 172 KB | |
| Third Extension Letter | PDF - 4.91 KB | |
| Amendment No. 3 to Proposed Rule Change | PDF - 67.24 KB | |
| Amendment No. 4 to Proposed Rule Change | PDF - 46.62 KB | |
| Federal Register Notice of Filing of Amendments No. 3 and No. 4 | PDF - 57.58 KB | |
| Amendment No. 5 to Proposed Rule Change | PDF - 79.7 KB | |
| Approval Order | PDF - 139.63 KB |