SR-NASD-1999-042
Proposed Rule Change Relating to Performance Fee Arrangements
NASDR has filed with the SEC a proposed rule change to amend Rule 2330(f)(2) of the NASD in order to make it consistent with recent amendments by the SEC to Rule 205-3 of the Investment Advisers Act of 1940 ("Rule 205-3").
| Title | Format - Size | Status |
|---|---|---|
| Text of Proposed Rule Change | PDF - 27.92 KB | |
| Federal Register Notice | PDF - 125.53 KB | |
| Amendment No. 1 to Proposed Rule Change | PDF - 9.7 KB | |
| Approval Order | PDF - 38.28 KB |