Amendment To Associated Person Definition
NASDR has filed with the SEC a proposed rule change to amend the definition of "person associated with a member" in the By-Laws of the NASD, NASD Regulation, Inc. (“NASD Regulation”) and The Nasdaq Stock Market, Inc. (“Nasdaq”).
Title | Format - Size | Status |
---|---|---|
Text of Proposed Rule Change | PDF - 602.68 KB | |
Federal Register Notice | PDF - 24.96 KB | |
Approval Order | PDF - 19.72 KB |