Amendments to IM-10100 to Facilitate Use of Non-SRO Arbitration Forums
NASDR has filed with the SEC a proposed rule change that was effective on filing, to amend the Code of Arbitration Procedure to facilitate use of dispute resolution programs offered by providers other than self-regulatory organizations. The change became operative on May 17, 1999.
Title | Format - Size | Status |
---|---|---|
Text of Proposed Rule Change | PDF - 38.04 KB | |
Approval Order | PDF - 27.44 KB |