SR-NASD-1999-001
Simplification of Corporate Financing Filing Fees
NASDR has filed with the SEC a proposed rule change to Schedule A to the NASD By-Laws and Conduct Rule 2710 of the National Association of Securities Dealers, Inc. to simplify the fee structure for public offerings filed under Rules 2710, 2720, and 2810.
| Title | Format - Size | Status |
|---|---|---|
| Text of Proposed Rule Change | PDF - 89.27 KB | |
| Amendment No. 1 to Proposed Rule Change | PDF - 54.43 KB | |
| Amendment No. 2 to Proposed Rule Change | PDF - 53.96 KB | |
| Federal Register Notice | PDF - 26.98 KB | |
| Approval Order | PDF - 30.22 KB |