Extension of Application Deadline Series 55 Examination, Equity Trader
NASDR has filed with the SEC a proposed rule change to amend Rule 1032(f) of the NASD to change the date by which registered representatives who currently trade equity securities in the Nasdaq Stock Market (Nasdaq) and/or over-the-counter must apply for Equity Trader registration.
Title | Format - Size | Status |
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Text of Proposed Rule Change | PDF - 34.41 KB | |
Approval Order | PDF - 27.35 KB |