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FINRA Utility Menu

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  1. Rules & Guidance
  2. Rule Filings
SR-NASD-1998-036

Amendments to NASD Regulation By-Laws Relating to At-Large Industry Members of the National Adjudicatory Council

NASDR has filed with the SEC a proposed rule change to its By-Laws authorizing at-large Industry members of the National Adjudicatory Council.

Title Format - Size Status
View text of proposed rule change PDF - 28.43 KB
Amendment No. 1 to Proposed Rule Change PDF - 7.25 KB
Federal Register Notice PDF - 25.11 KB
Approval Order PDF - 20.43 KB

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