Supervision of Correspondence
NASDR has filed with the SEC a proposed rule change to National Association of Securities Dealers, Inc. Rules 3010 and 3110 to implement the effective date of recently-approved amendments to these rules. The amendments allow firms to develop flexible procedure for the review of correspondence with the public.
Title | Format - Size | Status |
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Text of Proposed Rule Change | PDF - 41.5 KB | |
Approval Order | PDF - 27.64 KB |